AVP, Investment and Compliance Review (Legal & Compliance Department)

CMB Wing Lung Bank Limited is a Licensed Bank registered in Hong Kong, which is formerly known as Wing Lung Bank. Founded on 25th February 1933, CMB Wing Lung Bank is among the oldest local Chinese banks in Hong Kong. In 2008, CMB Wing Lung Bank was acquired by China Merchants Bank (CMB). In 2009, the Bank has become a wholly-owned subsidiary of CMB. In 2018, the Bank has renamed as CMB Wing Lung Bank.

CMB Wing Lung Bank and its subsidiaries hold multi licenses in banking, insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provides comprehensive banking products and services including retail banking, corporate banking and financial markets, etc. Among them, private banking, syndicated loans, bond issuance, financial markets, asset custody and asset management are influential and competitive in the market. At present, the Bank has over 30 branches and business outlets located in mainland China, Hong Kong, Macau and overseas, etc regions. The Bank has nearly 2,000 employees.

Following the motto of “Progress with prudence, service with sincerity”, the Bank embraces “Serving with Heart, Quest for efficiency, Caring for sincerity” service value into the daily operation. The Bank strives to build a first-class, innovative and cutting-edge commercial bank in Hong Kong and provides an integrated local and cross-border financial and banking services for customers.

Responsibilities:

Provide advisory and/or recommendations to business units on compliance issues relating to investment and insurance business

Follow up with relevant departments of the Bank to revise procedure to ensure compliance with changes in regulatory requirements

Formulate compliance monitoring programmes, conduct compliance review, prepare compliance reports and liaise with various business units to follow up on report findings

Prepare training materials and organize in-house compliance training to staff member

Liaise with regulatory authorities for onsite review, handle regulatory survey and request from regulators

Prepare internal and external reports

Assist on ad hoc compliance related tasks

Requirements:

Bachelor Degree or above in Business, Finance, Law or related discipline

Minimum 5 years solid experience in compliance, audit or banking monitoring related role

With solid knowledge in investment and insurance rules and regulations

Strong analytical and communication skill, good team player, can work under pressure, attention to details

Familiar with Microsoft Office (Excel, Word, PPT)

Fluent in written and spoken Chinese and English, including Putonghua

Candidate with less experience will be considered as junior position

Full-time