Compliance Officer - Intermediaries 100% (f/m/d)

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.

As a member of the Private Banking Compliance team, you will act as a dedicated center of competence and Compliance contact for Intermediaries and Finders topics.

YOUR CHALLENGE

Performing Intermediaries and Finders onboarding and periodic reviews, including detailed risk assessments and review of Know Your Intermediary (KYI) profiles

Supporting relationship managers and management in implementing, advising, and supervising Compliance matters related to Intermediaries and Finders

Conducting Anti-Money Laundering (AML) investigations when necessary

Reviewing local policies and procedures when required

Identifying and investigating serious cases of non-compliance

Collaborating with key stakeholders within and outside Compliance

Instilling a Compliance culture in employees to mitigate legal, regulatory, sanctions, and reputational risks

Supporting Compliance projects and following up on internal and regulatory audits

Providing training and training materials on Intermediaries and Finders, Compliance and AML topics

Support the team with Intermediaries and Finders related tasks as needed, including framework setting and methodology definition

YOUR PROFILE

Bachelor's degree (preferably in law, economics, business administration, or a banking-related subject)

3-5 years of experience in Intermediaries (asset managers, family offices) Compliance and Risk Management, Audit, or Compliance functions

Knowledge of the Swiss regulatory environment, particularly AML regulations, and client documentation standards

Good knowledge of MS Office and a flair for IT

Strong personality with good organizational, operational, and communication skills

Ability to work under pressure, with excellent analytical, teamwork, and problem-solving skills

Proficient in writing concise assessments, with a strong sense of integrity and discretion

Independent, efficient, and meticulous work method, with solution-oriented thinking

Fluency in English, with additional languages being an advantage

We are looking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our Career site.

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