Securities Transfer Specialist

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.

GENERAL DESCRIPTION

Responsible for processing security transfer instructions of various products such as equities, fixed income, funds, structured products, derivatives and physical precious metals from clients covering Singapore and Hong Kong booking centers

Opening of custody accounts with various custodian banks and maintenance of static data in the core banking system

Ensure daily activities are conducted professionally and accurately while ensuring that internal guidelines and policies are followed

YOUR CHALLENGE

KEY FEATURES AND ACCOUNTABILITIES

Client Management (internal & external)

Coordinates with internal departments and external sub custodians, custodians, agents & counterparties to ensure that daily work meets organizational standards

Monitor the queries received and provide responses or holding replies within a reasonable timeframe.

Business Management

Input of transfer instructions received from clients into the core banking system. Ensure it meets all the pre-trade validation checks

Submits request for security master creation if the instrument is not available in the system.

Maintenance of counterparty SSI in the core banking system

Ensures that the instructions sent to the custodians are in good order, Swift exceptions queues are cleared daily

Ensures timely payment of Stamp Duty / Tax and Fees, if applicable for any transfers

Participate in User-Acceptance-Testing when required

Regulatory Responsibilities &/OR Risk Management

Demonstration of appropriate values and behaviours including but not limited to standards on honesty and integrity, due care and diligence, fair dealing (treating customers fairly), management of conflicts of interest, competence and continuous development, adequate risk management, and compliance with applicable laws and regulations

Work with the relevant teams in fulfilment of regulatory requirements

YOUR PROFILE

SKILLS REQUIREMENTS

Personal and Social

Good communication skills and able to interact with people at various levels

High level of integrity, commitment and drive to excel in the role

Demonstrates initiative, passion, independence and is an effective team- player

Able to work in a fast-paced environment and handle tight deadlines

Excellent interpersonal skills with service - oriented mind set

Professional and Technical

Diploma/Degree and minimum of 2+ years of relevant experience in banking or related discipline.

Good knowledge and understanding of the various securities products (i.e. equities, fixed income instruments, funds, structured products, derivatives etc.)

Candidate with relevant experience in Security Transfer and SWIFT (MT5xx) knowledge will be an advantage

Proficiency in MS Office software

We are looking forward to receiving your full job application through our online application tool.