Operational Risk Analyst
About the role
Job Summary
The Junior Risk Operations Executive supports the Risk and Compliance team in monitoring operational risks, conducting daily risk controls, and ensuring adherence to internal policies and regulatory requirements. The role involves reviewing transactions, identifying potential risk indicators, assisting with investigations, and maintaining accurate records to support the organization's risk management framework.
Key Responsibilities
Risk Monitoring & Control
Perform daily monitoring of transactions, accounts, and operational activities to identify potential risk events
Escalate suspicious, unusual, or high-risk activities to senior team members
Conduct routine risk reviews and control checks in accordance with internal procedures
Assist in monitoring key risk indicators (KRIs) and operational risk metrics
Operational Risk Management
Support the identification, assessment, and reporting of operational risks
Maintain records of risk incidents, errors, and corrective actions
Assist with root cause analysis and remediation tracking
Monitor adherence to internal controls and risk management policies
Transaction & Account Reviews
Review client transactions and account activities for potential irregularities
Support investigations relating to transaction exceptions, disputes, or operational incidents
Ensure proper documentation and evidence are maintained for reviews performed
Regulatory & Compliance Support
Assist with regulatory reporting and compliance monitoring activities
Support AML/CFT, sanctions screening, and customer due diligence reviews where required
Ensure risk-related records are maintained in accordance with regulatory and company requirements
Reporting & Documentation
Prepare daily, weekly, and monthly risk reports
Maintain accurate risk registers, logs, and operational records
Assist in preparing management reports and audit documentation
Audit & Process Improvement
Support internal and external audit requests
Assist in reviewing and improving operational processes and controls
Participate in risk-related projects and system enhancement initiatives
Requirements
Diploma or Bachelor's Degree in Finance, Business, Economics, Risk Management, Accounting, or a related discipline
0–2 years of experience in Risk Operations, Compliance, Operations, Banking, FinTech, or Financial Services
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