
Compliance Manager
About the role
Our client who is an AI-driven online brokerage headquartered in Singapore, is seeking an experienced Compliance Manager to oversee regulatory compliance, financial crime prevention, and second-line compliance oversight. Reporting to the Head of Compliance, you will work closely with business stakeholders to ensure compliance with MAS regulations, exchange requirements, and internal policies.
Key Responsibilities
Monitor regulatory developments and provide compliance advisory.
Maintain compliance policies, regulatory reporting, and governance frameworks.
Oversee AML/CFT, sanctions, transaction monitoring, and STR reporting.
Conduct trade surveillance, compliance monitoring, and incident management.
Support licensing, audits, regulatory engagements, and compliance projects.
Requirements
5+ years of compliance experience in financial services, preferably within securities or derivatives brokerage.
Strong knowledge of MAS regulations, AML/CFT requirements, and SGX/exchange rules.
Excellent communication, analytical, and stakeholder management skills.
Detail-oriented, proactive, and able to thrive in a fast-paced environment.
Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R2091912
Questions about this role
Want AI Applyd to auto-apply to roles like this?
We tailor your resume per posting, fill the forms, and track replies for you.