Compliance Officer - Law Firm

Compliance Officer - Law Firm

We are seeking a highly motivated Compliance Officer to support a Law Firm with the ongoing development and maintenance of risk management, regulatory compliance, and governance processes.

This is an excellent opportunity for someone with compliance experience within a law firm who is looking to develop their career in a supportive and collaborative team.

The Role

Working closely with senior stakeholders, you will play a key role in ensuring regulatory obligations are met, supporting risk management initiatives, and providing practical compliance guidance across the business.

Key Responsibilities

Respond to compliance queries relating to AML, client onboarding, source of funds checks, GDPR, and regulatory requirements.

Act as an escalation point for junior team members.

Draft, review, and maintain risk and compliance policies, procedures, and controls.

Support regulatory audits, accreditations, and compliance monitoring activities.

Conduct AML, Source of Funds, and Source of Wealth audits and identify key trends.

Carry out electronic AML and conflict checks where required.

Deliver compliance and risk training to new starters and support wider training initiatives.

Assist with professional indemnity claims, incident reporting, and complaints handling.

Maintain compliance registers and prepare management reports.

Keep up to date with legal and regulatory developments and undertake compliance research.

About You

Previous experience within a Risk & Compliance role within a Law Firm.

Good understanding of AML regulations, risk management, and compliance frameworks.

Strong communication and stakeholder management skills.

Highly organised with excellent attention to detail.

Strong Microsoft Office skills, particularly Outlook, Word, Excel, and PowerPoint.

Comfortable working with case management and database systems.

What's on Offer?

Opportunity to join a well-established legal business.

Broad exposure across risk, compliance, AML, GDPR, and professional indemnity matters.

Supportive team environment with opportunities for professional development.

A varied role with genuine scope for progression.