MANAGER/AVP/VP, RISK & COMPLIANCE

We are looking for a Manager/AVP/VP level Risk & Compliance officer to join our fast-growing team. This would be a unique opportunity for a compliance professional to work on a board range of regulatory and investment risk as well as compliance related issues of the fund management business.

Key Responsibilities:

Monitor evolving regulatory developments to update internal policies, manage all internal/group reporting, and oversee timely statutory submissions to the Monetary Authority of Singapore (MAS).

Design, implement, and maintain an effective compliance monitoring program, including conducting staff training on regulatory requirements and driving ad-hoc group compliance projects.

Lead the end-to-end AML/KYC/CDD framework, including producing and maintaining records, identify and escalate key risks to management, and manage internal controls such as reviewing staff trading requests, marketing materials, and client correspondences.

Conduct rigorous investment compliance monitoring to ensure all managed funds and mandates strictly adhere to regulatory investment restrictions, client guidelines, offering documents, and risk disclosures.

Partner actively with business development and investment teams during new fund launches and commercial initiatives to proactively identify, evaluate, and mitigate potential regulatory risks.

Assist the Risk Committee in implementing risk management frameworks, support investment portfolio risk analysis and monitoring, and facilitate internal and external audits from a control and compliance perspective.

Requirements:

Minimal 3 years of post-qualification compliance related experience ideally from a financial institution including banks, asset managers and fund managers; or from audit firms

Familiar with relevant MAS guidelines for capital market intermediary

Proactive and highly accountable individual with the drive to take full ownership of internal policies, optimize operational processes, and independently spearhead initiatives from conception to execution.

Good communication and writing skills in English; Being able to speak/read Chinese would be a plus.

Strong interpersonal skills and a good team player.

Strong analytical and evaluative skills and attention to details.

Good computer skills in MS Excel, ACCESS, Word & Powerpoint