IT Risk, Regulatory & Control Lead - VP
Skills
About the role
Job Description:
Job Title: IT Risk, Regulatory & Control Lead - VP
Location: Mumbai, India
Role Description
The VP role for IT Risk, Audit Management and Implementation lead is responsible to manage all the IT regulatory audits for the India regulator - RBI (Reserve Bank of India), SEBI, NSE, BSE and all internal audits. This role will be the single point of contact between audit agencies (external/internal) and all functional Technology teams.
The role is expected to manage Risk for IT India, through monitoring, assessing, measuring and managing risk remediation in line with appropriate Risk tolerance levels.
This role is responsible to manage service continuity for India IT infrastructure and applications.
Additionally, this role will cover development of regulatory governance framework for APAC and ensure global consistency. It will include development and production of reports and regional heat maps based on regulatory activities, correlation with global heat maps and production of regulatory intelligence reporting aligned with global reporting.
What we’ll offer you
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
Best in class leave policy
Gender neutral parental leaves
100% reimbursement under childcare assistance benefit (gender neutral)
Sponsorship for Industry relevant certifications and education
Employee Assistance Program for you and your family members
Comprehensive Hospitalization Insurance for you and your dependents
Accident and Term life Insurance
Complementary Health screening for 35 yrs. and above
Your key responsibilities
Regulatory & Audit Management
Enhancement and rollout of regulatory governance framework regionally and globally.
Participate and represent Country Technology Management in regulatory control groups.
Review regulatory communications and determine compliance requirements.
Develop reports and regional heat maps.
Manage regulatory engagements and escalation of risks.
Manage regulatory requirements for vendor outsourcing.
Coordinate across Technology, Data and Innovation Division (TDI).
Build business cases and projects for regulatory requirements.
Streamline data collection and quality checks.
Perform quality reviews of regulatory responses.
Maintain centralized repository of requests and remediation.
Manage stakeholder and regulator relationships.
Participate in local, regional and global committees.
Develop, monitor and review KPIs and KRIs.
Evaluate technology initiatives for regulatory applicability.
Act as single point of contact for audit related queries.
Coordinate audit execution.
Review audit issues and track remediation.
Risk Management
Monitor and measure information and operational risk through self-assessments, KRIs and ERIs.
Undertake assessments and remediation planning.
Ensure risk remediation aligns with risk tolerance.
Maintain effective control environment.
Ensure availability of Regulatory Risk & Control resources.
Maintain stakeholder buy-in.
Represent division in local, regional and global risk forums.
Service Continuity Management
Act as BCM/DR coordinator for Country IT.
Implement BCM/DR controls.
Conduct BCM/DR testing.
APAC Support
Responsible for APAC IT Risk Management Framework design and implementation.
Coordinate policy drafting, implementation and monitoring.
Maintain IT Risk Framework, controls and reporting.
Evaluate overall technology risk and report actual, mitigated and residual risk.
Your skills and experience
15+ years BFSI technology experience.
Excellent domain knowledge in financial sector technology.
Strong understanding of IT Risk Management, controls, compliance and risk frameworks.
Knowledge of IT infrastructure management including computing, storage, networking and operations.
Experience managing global stakeholders and regulatory requirements.
Strong analytical, project management and problem-solving skills.
PMP/PRINCE, CRISC/CISM Certification preferred.
Team player able to work in a fast-paced environment.
Required Skills
Adhering to principles & values
Capturing requirements and translating them into technology products
Entrepreneurial and commercial thinking
Vendor Management
Building teams of Business Analysts and Developers
Applying Expertise & Technology
Planning & Organizing
Delivering Results & Meeting Bank Expectations
Achieving Personal Work Goals and Objectives
Education & Qualifications
Project Management experience
ITIL Certification, CRISC/CISM Certification
Bachelor's Engineering Degree / Postgraduate in Science
Information Technology background preferred
Competencies
Business Competencies (P3 Experienced)
Industry Knowledge
Managing Complexity
Product Knowledge
Risk Management
Communication
Technical Competencies (P3 Experienced)
Business Analysis
Process Development & Management
Quality Management
How we’ll support you
Training and development to help you excel in your career
Coaching and support from experts in your team
A culture of continuous learning to aid progression
A range of flexible benefits that you can tailor to suit your needs
About us and our teams
Please visit our company website for further information:
We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.
Questions about this role
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