DP & Operational Risk Manager
Skills
About the role
Job Description – DP Operations & Risk Management Executive
Position: DP Operations & Risk Management Executive Department: Depository Operations & Risk Management Location: Mumbai Experience: 3–6 Years Qualification: B.Com / M.Com / Commerce Graduate Certification: NISM Certification (Mandatory) – Relevant NISM Modules
Job Summary
We are seeking a detail-oriented and experienced DP Operations & Risk Management Executive to manage day-to-day depository operations, ensure regulatory compliance, mitigate operational risks, and maintain seamless coordination with depositories, clients, and internal teams. The ideal candidate should have a strong understanding of NSDL/CDSL processes, depository regulations, and risk management practices.
Key ResponsibilitiesDP Operations
Handle end-to-end Depository Participant (DP) operations including account opening, modification, closure, and maintenance.
Process Demat, Remat, Transmission, Pledge, Unpledge, Freeze/Unfreeze, and Off-market transactions.
Verify client documentation and ensure compliance with KYC and regulatory requirements.
Coordinate with depositories (NSDL/CDSL) for operational matters and issue resolution.
Monitor daily transaction reports and reconcile DP records.
Ensure timely execution of corporate actions and investor requests.
Maintain accurate records and documentation as per regulatory guidelines.
Risk Management
Monitor operational and compliance risks related to DP activities.
Conduct periodic checks and reconciliations to identify discrepancies.
Ensure adherence to SEBI, NSDL, CDSL, and internal compliance requirements.
Prepare risk reports and exception reports for management review.
Assist in internal audits, inspections, and regulatory audits.
Implement controls and corrective actions to minimize operational risk.
Monitor suspicious transactions and escalate concerns as per company policy.
Compliance & Reporting
Ensure compliance with SEBI, Depository, and Exchange regulations.
Prepare MIS reports, operational reports, and management dashboards.
Support regulatory reporting and documentation requirements.
Coordinate with compliance, operations, and audit teams.
Required Skills & Competencies
Strong knowledge of NSDL/CDSL DP Operations.
Understanding of SEBI regulations and depository guidelines.
Experience in risk monitoring and operational controls.
Good analytical and problem-solving skills.
Proficiency in MS Excel and operational software.
Strong communication and coordination skills.
Ability to work independently and meet deadlines.
Eligibility Criteria
B.Com / M.Com or equivalent Commerce background.
Mandatory NISM Certification.
3–6 years of experience in DP Operations and Risk Management within a Broking, Depository Participant, or Financial Services organization.
Experience handling depository operations and regulatory compliance.
Preferred Candidates
Prior experience with Stock Broking or Depository Participant organizations.
Knowledge of NSE, BSE, NSDL, and CDSL operational processes.
Familiarity with audit, compliance, and risk management frameworks.
Employment Type:
Full-Time
Interested candidates may apply with their updated resume.
Interested candidates can share their resume at: greenbucks.careers@gmail.com
contact no: 8527576858
Job Types: Full-time, Permanent
Pay: ₹25,000.00 - ₹35,000.00 per month
Benefits:
Flexible schedule
Paid time off
Work Location: In person
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