Compliance Manager

We may be part of a large banking Group, but we’re a small, tight-knit bank with a focused business model and a young team. For the Legal & Compliance department, we are looking for a Compliance Manager.

Reporting to the Team Lead- Legal & Compliance (NL), this role combines responsibilities in compliance advisory and risk management. The successful candidate will ensure adherence to legal and regulatory requirements and provide guidance across a wide range of non-financial risks, in line with the Group Risk Management Framework, Group Policy Framework, and local Dutch law and regulations. Interested? Do read further!

The Team

We’re a cross-border and fast-growing team of 19+ professionals based in NL & DE, bringing diverse backgrounds and different perspectives to the table. We challenge each other, tackle complex topics, and like to always think of ways to take our work to the next level. If you’re up for the challenge, keep reading and see what a day in this role could look like for you.

A Day in the Life of a Compliance Manager

Morning Catch-Up

You start your day with a coffee and a quick scan of regulatory updates and industry news. Then it’s time for a daily stand-up with the Legal & Compliance team to align on priorities and share any hot topics.

09:30 – Advisory in Action

You join a call with the Product team to review a new mortgage offering. You provide guidance on regulatory requirements and help assess potential compliance risks, ensuring the product is both innovative and compliant.

11:00 – Policy in Practice

You work on translating a recent ECB guideline into a practical internal policy. You collaborate with colleagues across Risk and Operations to ensure it’s clear, actionable, and aligned with our Group Policy Framework.

13:00 – Lunch & Learn

You attend a virtual lunch session on emerging compliance trends in the EU. It’s a great way to stay sharp and connect with peers across the Lloyds network.

14:00 – Stakeholder Engagement

You prepare a briefing for senior management on an upcoming AFM regulatory submission regarding our mortgages portfolio. Later, you join a cross-functional project meeting to ensure compliance is embedded from the start.

16:00 – Monitoring & Awareness

You review the local compliance monitoring plan and identify areas for enhancement. You also draft content for an internal training session to raise awareness on conduct risk.

Wrap-Up

You finish the day by updating your compliance dashboard and jotting down notes for tomorrow’s regulatory horizon risk meeting .

YOUR ACCOUNTABILITIES

Compliance & Regulatory Advisory ; You will be responsible for providing legal and compliance advice regarding banking activities.

Policy Implementation & Control; You will be responsible for the implementation of a number of high-materiality/ high-risk-exposure policies and the performance of allocated controls.

Stakeholder Management; You will represent Legal & Compliance in cross-functional projects, internal forums, and with external stakeholders.

WHO ARE YOU AND WHAT DO WE ASK FROM YOU?

Master’s degree in Law, Economics, Public Administration or equivalent

3-5 years of relevant experience at a bank or a financial institution.

Strong knowledge of European & Dutch financial law and regulatory landscape.

Experience in dealing with AFM, DNB, or ECB is a nice to have.

Background in Dutch mortgages is a must have skill.

Excellent analytical, communication, and stakeholder management skills.

Fluent in English and Dutch

Some highlights of our benefits for you

13th month salary, either paid monthly or once a year in December

30 days PTO (or 240 hours) per year (based on fulltime employment)

Non-contributory pension scheme

Flexible working; you can schedule your work hours to meet your personal needs

Have we made you curious, and are you ready to join the team? Please introduce yourself to us in the best way possible and send this to: recruitment@lloydsbank.nl

A screening is part of the process.

We hope to meet you soon!

Acquisition to this vacancy is not appreciated!