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Senior Compliance Manager

Stott and May

London, UKonsitePosted May 21, 2026

About the role

Senior Compliance Manager – Data, Personal Data & Compliance Risks

Join a leading financial market infrastructure organisation committed to secure and efficient global securities transactions. This is an excellent opportunity for an experienced compliance professional to play a key role in strengthening the compliance framework, with a focus on data protection and personal data risk.

In this role, you will help design, implement, and maintain a robust, risk-based compliance programme. You will provide independent oversight and practical guidance on compliance risks, particularly in relation to GDPR and the Data Protection Act 2018. Acting as a trusted adviser, you will support governance forums, enhance internal controls, and promote a strong compliance culture across the organisation.

Key Responsibilities

Provide guidance and challenge on compliance risk management

Conduct compliance monitoring in line with the compliance plan

Support the ongoing development and effectiveness of the compliance framework

Produce clear management information and risk reports

Assist with implementation of regulatory changes and control improvements

Contribute to governance forums and stakeholder updates

Review policies, procedures, and training materials

Support engagement with regulators and internal stakeholders

Assist the Data Protection Officer with GDPR compliance activities

Skills & Experience

Strong experience in compliance, risk management, or regulatory advisory within financial services

In-depth knowledge of UK regulatory frameworks (FCA, PRA, Bank of England)

Solid understanding of GDPR and the Data Protection Act 2018

Ability to interpret complex regulations and apply them practically

Strong communication and stakeholder management skills

Proactive and adaptable approach in a changing regulatory environment

Desirable

Familiarity with international market regulations and standards

Experience supporting Data Protection Officers

Relevant professional certifications (e.g. CIPP, CIPM, CISA)

Background

Degree in a relevant discipline; professional qualifications advantageous

Around 5+ years’ experience in compliance or risk within financial services

Questions about this role

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