Asia Financial Risk Management Audit, Associate, Business Audit

We're seeking someone to join our team as an Associate based in Mumbai, to join the Asia Financial Risk Management audit team to lead assurance activities related to Firm Risk Management across the subject matters on market risk, credit risk, model risk and liquidity risk.

In the Audit division, we provide senior management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This is an Associate level position within Business Audit, which is responsible for inspecting controls in front, middle and back offices.

Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.

What you'll do in the role:

Support the Asia Financial Risk Management audit team in performing audit risk assessments, planning, execution and reporting

Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risks and formulate a view on the control environment

Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner

Assist in managing multiple deliverables in line with team priorities, including aligning assurance initiatives with coverage area priorities and execute audit deliverable in accordance with audit methodology and quality assurance standards

Effectively partner with colleagues and stakeholders globally to drive effective working relationships

Develop a strong understanding of financial instruments, business and system processes and be able to simplify and communicate complex technical issues to management and audit colleagues

What you'll bring to the role:

Based in Mumbai, the successful candidate will be supporting the Asia audit teams to perform risk assessments, planning, execution and reporting of regional and global audits, and continuous monitoring activities

The successful candidate should have the following experience and qualifications

At least 2 years or more of relevant experience in external or internal audit or 2nd line of defense control functions, with knowledge of the financial services sector and regulatory landscape. Experience in financial risk management, e.g., market risk, credit risk, model risk or liquidity risk would be an added advantage

Demonstrates critical thinking, strong risk and control mindset, good project management skills, strong analytical and problem-solving skills with the drive to develop independent viewpoints and innovative ideas

Communicates complex matters succinctly and effectively both orally and in writing

Self-initiated and a proven team player in collaboration and supporting team members

Able to effectively manage multiple deliverables while delivering high-quality work

University bachelor, post graduate degree or relevant professional qualifications in a quantitative subject (e.g., FRM, CFA, CA)

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.