Senior Vice President, Audit Leader
At a glance
Why this role might suit you
The role provides leadership over internal audit quality assurance, exposure to high‑impact financial risk areas, and the opportunity to shape audit methodology within a global financial institution.
Skills
About the role
We’re seeking a future team member for the role of SVP, Audit Leader to join our Quality Assurance team in Internal Audit. This role is located in London.
In this role, you’ll make an impact in the following ways:
Provide critical check, challenge and support when leading QA review of completed audit work - not just in execution of the methodology but in substance - that we have covered key processes, risk and control commensurate to BNY risk profile
Lead the review of audit testing and reporting for financial, operational, compliance, and other processes, ensuring adherence to applicable policies, methodologies, and standards.
Provide critical insights and challenges to audit engagements and processes related to technology risks, liquidity and capital management (as an example of risk type), aligning with established regulatory expectations, company policies and standards.
Assess and enhance the design and effectiveness and operational effectiveness of controls executed by internal auditors.
Leverage the QA team's advanced audit technology and methodology to deliver consistent, reliable results to audit teams.
Identify and address significant concerns, monitor fieldwork, and resolve emerging issues efficiently.
Take ownership of assigned projects, ensuring QA audits are completed accurately, on time, and within budget.
Communicate effectively with Internal Audit Management and their teams, fostering strong interactions with Senior Managers and collaborating seamlessly with other QA team members.
Stay abreast of new methodologies and guidance, demonstrating a deep understanding and application in your work.
Add value to Internal Audit Management through thoughtful analysis of workpapers, audits, regulatory validation projects, and closed issues, providing meaningful written feedback and recommendations.
Exercise sound judgment in prioritizing issues and maintaining continuous communication, ensuring all relevant parties are informed of the current status of any noted issues or problems.
To be successful in this role, we’re seeking the following:
Bachelor's Degree (or equivalent).
(Preferred) Major in Accounting / Finance (or related field of study).
Extensive relevant work experience with Auditing,
Working knowledge of liquidity risk management, interest rate management, and/or asset liability management practices.
(Preferred) 10+ years relevant experience, including proficiency in Internal Audit.
(Preferred) MBA, ACA, ACCA, CPA, CFA, CIA certifications.
Questions about this role
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